WILLIAM RONALD ORNDORF

WILLIAM RONALD ORNDORF is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 6525 3RD ST, ROCKLEDGE, FL, 32955.

WILLIAM RONALD ORNDORF has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since December 12, 2008

Disclosure History

WILLIAM RONALD ORNDORF has 1 Disclosure Event(s).

Date: September 09, 2009
Category: Customer Dispute
Allegations: CLIENT CLAIMS THAT FINANCIAL ADVISOR ALLEGEDLY FAILED TO FOLLOW INSTRUCTIONS TO SELL STOCKS ON OCTOBER 6, 2008.
Damage Amount Requested: $10,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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