WILLIAM AUGUST PADDEN

WILLIAM AUGUST PADDEN is currently employed as a Broker and/or Investment Adviser at THE O.N. EQUITY SALES COMPANY located at 200 Star Ave, Suite 210, Parkersburg, WV, 26101.

WILLIAM AUGUST PADDEN has worked at THE O.N. EQUITY SALES COMPANY since March 31, 2015

Disclosure History

WILLIAM AUGUST PADDEN has 1 Disclosure Event(s).

Date: June 15, 2009
Category: Customer Dispute
Allegations: CUSTOMER ALLEGED THE REPRESENTATIVE, WITHOUT HER CONSENT OR KNOWLEDGE, EFFECUTATED A TRADE WITHIN THE SUBACCOUNTS OF HER VARIABLE ANNUITIES IN MARCH 2009. CUSTOMER HAS ALLEGED DAMAGES AS NOTED BELOW.
Damage Amount Requested: $25,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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