WILLIAM MARTIN PRICE

WILLIAM MARTIN PRICE is currently employed as a Broker and/or Investment Adviser at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located at 1 LAKESHORE DR, STE 1760, LAKE CHARLES, LA, 70629.

WILLIAM MARTIN PRICE has worked at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC since August 11, 2017

Disclosure History

WILLIAM MARTIN PRICE has 3 Disclosure Event(s).

Date: June 01, 2009
Category: Customer Dispute
Allegations: CLIENT ALLEGED SUITABLITY. (01/01/2008 - 12/31/2008)
Damage Amount Requested: $250,000.00
Broker Comment: DENIED.

Date: September 25, 2008
Category: Customer Dispute
Allegations: ALLEGES UNSUITABLE INVESTMENTS AND WAS ASSURED PRODUCTS WERE FULLY INSURED. ALLEGES DAMAGES, NOT SPECIFIED, OVER $5,000. (DATES OF ACTIVITY ARE NOT SPECIFIED)

Date: August 31, 2001
Category: Customer Dispute
Allegations: CLIENT ALLEGED UNAUTHORIZED TRADES AND UNSUITABLE INVESTMENTS.
Damage Amount Requested: $10,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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