WILLIAM GEORGE REYNOLDS

WILLIAM GEORGE REYNOLDS is currently employed as a Broker and/or Investment Adviser at EQUITY SERVICES, INC. located at ONE NATIONAL LIFE DRIVE, MONTPELIER, VT, 05604.

WILLIAM GEORGE REYNOLDS has worked at EQUITY SERVICES, INC. since July 17, 2015

Disclosure History

WILLIAM GEORGE REYNOLDS has 1 Disclosure Event(s).

Date: May 12, 2005
Category: Customer Dispute
Allegations: CLIENT ALLEGES MISREPSENTATION AND FAILURE TO FOLLOW INSTRUCTIONS.
Damage Amount Requested: $700,000.00
Broker Comment: CUSTOMER ALLEGATIONS WERE INVESTIGATED AND FOUND TO BE W/OUT MERIT.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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