WILLIAM ALDRICH RICHARDSON is currently employed as a Broker and/or Investment Adviser at SUNTRUST INVESTMENT SERVICES, INC. located at 500 ELM STREET STREET, ROCKMART, GA, 30153.
WILLIAM ALDRICH RICHARDSON has worked at SUNTRUST INVESTMENT SERVICES, INC. since November 30, 2012
Disclosure History
WILLIAM ALDRICH RICHARDSON has 1 Disclosure Event(s).
Date: August 01, 2005 Category: Customer Dispute Allegations: GA CLIENT, WHO MAINTAINED ACCOUNTS FROM AUGUST 2000 TO AUGUST 2005, WRITES AND ALLEGES THAT HE INSTRUCTED HIS ADVISOR THAT HE DID NOT WANT TO HIS ASSETS PLACED IN "RISKY ACCOUNTS," YET HIS ACCOUNT SUFFERED LOSSES. NO OTHER DETAILS OR SPECIFICS ARE NOTED. CLIENT NOTES LOSSES OF $20,000. Damage Amount Requested: $20,000.00 Broker Comment: A THOROUGH INVESTIGATION REVEALED THAT THE TERMS AND FEATURES OF THE ANNUITY, INCLUDING THE ASSOCIATED RISKS AND APPLICABLE SURRENDER PERIODS AND FEES, WERE FULLY EXPLAINED BOTH VERBALLY BY THE FINANCIAL ADVISOR AS WELL AS IN THE ACCOMPANYING DOCUMENTS.
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