WILLIAM HOWARD SCHOECK is currently employed as a Broker and/or Investment Adviser at THE INVESTMENT CENTER, INC. located at 540 SPRINGFIELD STREET, WILBRAHAM, MA, 01095.
WILLIAM HOWARD SCHOECK has worked at THE INVESTMENT CENTER, INC. since October 23, 2017
Disclosure History
WILLIAM HOWARD SCHOECK has 2 Disclosure Event(s).
Date: October 30, 2017 Category: Customer Dispute Allegations: CLIENT ALLEGES MISREPRESENTATION OF VARIABLE ANNUITY Damage Amount Requested: $2,124,383.00
Date: October 18, 1996 Category: Employment Separation After Allegations Firm Name: MML INVESTORS SERVICES, INC. Termination Type: Discharged Allegations: HAMPDEN COUNTY COURT #9601512I PURCHASED THREE DISABILITY POLICIES FROMMASSMUTUAL ON: 4/1/76; 10/1/85 AND 9/1/87 AND BECAME DISABLEDIN 1/89. MASSMUTUAL HAS ALLEGED THAT I GAVE INCOMPLETE INCOMEINFORMATION ON 4 DISABILITY CLAIM FORMS. THE ALLEGATIONS VALUEONES DOES NOT CONTAIN ANY INFORMATION ABOUT AMOUNT OF DAMAGESCLAIMED. Broker Comment: THERE HAS BEEN NO RESULT YET. I HAVE ASKED MASSMUTUAL TO PRODUCE ALL EVIDENCE IN ITS POSSESSION WHICHSUBSTANTIATES I GAVE FALSE OR INCOMPLETE INFORMATION. I AMCERTAIN I GAVE THEM ALL INFORMATION REQUIRED ACCURATELY. THEYHAVE PROVIDED NOTHING TO DATE.DUE TO MASS MUTUAL`S UNSUBSTANTIATED ALLEGATIONTHAT I GAVE INCOMPLETE OR FALSE INFORMATION ON MY DISABILTIYCLAIM FORMS MY GENERAL AGENT TERMINATED MY CAREER CONTRACT ANDMY REGISTRATION WITH MML INVESTORS SERVICES INC AND SUBMITTED AU-5 STATING THAT I HAD GIVEN FALSE INFORMATION. I FIRMLYBELIEVE I DID NOT GIVEN ANY SUCH FALSE INFORMATION AND ASK THATMY REGISTRATION BE REINSTATED PENDING AN ARBITRATION ON THEMERITS OF THIS CLAIM. I SHOULD NOT BE PENALIZED BY SIMPLYHAVING AN ALLEGATION MADE SINCE I HAVE HAD NO CUSTOMERCOMPLAINTS FOR MY ENTIRE CAREER.
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