WILLIAM ADOLPH STEIH is currently employed as a Broker and/or Investment Adviser at PRIVATE CLIENT SERVICES, LLC located at 213 Overlook Cir, Suite A3, Brentwood, TN, 37027.
WILLIAM ADOLPH STEIH has worked at PRIVATE CLIENT SERVICES, LLC since April 25, 2018
Disclosure History
WILLIAM ADOLPH STEIH has 1 Disclosure Event(s).
Date: January 06, 2012 Category: Employment Separation After Allegations Firm Name: LPL FINANCIAL LLC Termination Type: Discharged Allegations: ACCESSED AND UTILIZED BRANCH MANAGER'S SIGNATURE GUARANTEE STAMP. Broker Comment: AFTER RELYING UPON GUIDANCE FROM AN INTERNAL RESOURCE WITHIN LPL'S VARIABLE ANNUITY OPERATIONS AREA, I UTILIZED PAPER APPLICATIONS TO COMPLETE CLIENT PURCHASES OF A VARIABLE ANNUITY CONTRACT PRIOR TO A 12/30/2011 DEADLINE. IN TANDEM WITH PAPER APPLICATIONS I ALSO MADE USE OF FORMER OSJ'S MEDALLIAN GUARANTEE STAMP. ALL CLIENT SIGNATURES WEREAUTHENTIC. NO CLIENT WAS ADVERSELY IMPACTED. I MADE FULL DISCLOSURE TO LPL PRIOR TO ANY INTERVENTION.
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