WILLIAM ADOLPH STEIH

WILLIAM ADOLPH STEIH is currently employed as a Broker and/or Investment Adviser at PRIVATE CLIENT SERVICES, LLC located at 213 Overlook Cir, Suite A3, Brentwood, TN, 37027.

WILLIAM ADOLPH STEIH has worked at PRIVATE CLIENT SERVICES, LLC since April 25, 2018

Disclosure History

WILLIAM ADOLPH STEIH has 1 Disclosure Event(s).

Date: January 06, 2012
Category: Employment Separation After Allegations
Firm Name: LPL FINANCIAL LLC
Termination Type: Discharged
Allegations: ACCESSED AND UTILIZED BRANCH MANAGER'S SIGNATURE GUARANTEE STAMP.
Broker Comment: AFTER RELYING UPON GUIDANCE FROM AN INTERNAL RESOURCE WITHIN LPL'S VARIABLE ANNUITY OPERATIONS AREA, I UTILIZED PAPER APPLICATIONS TO COMPLETE CLIENT PURCHASES OF A VARIABLE ANNUITY CONTRACT PRIOR TO A 12/30/2011 DEADLINE. IN TANDEM WITH PAPER APPLICATIONS I ALSO MADE USE OF FORMER OSJ'S MEDALLIAN GUARANTEE STAMP. ALL CLIENT SIGNATURES WEREAUTHENTIC. NO CLIENT WAS ADVERSELY IMPACTED. I MADE FULL DISCLOSURE TO LPL PRIOR TO ANY INTERVENTION.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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