WILLIAM KYLE SWAFFORD

WILLIAM KYLE SWAFFORD is currently employed as a Broker and/or Investment Adviser at BANKERS LIFE SECURITIES, INC. located at 1600 West Gate Circle Ste 250, SUITE 250, Brentwood, TN, 37027.

WILLIAM KYLE SWAFFORD has worked at BANKERS LIFE SECURITIES, INC. since May 26, 2016

Disclosure History

WILLIAM KYLE SWAFFORD has 1 Disclosure Event(s).

Date: February 19, 2000
Category: Criminal
Charges: POSS/USE FALSE ID OF AGE
Disposition: Pled guilty

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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