WILLIAM DAX SYMONDS is currently employed as a Broker and/or Investment Adviser at PRINCIPAL SECURITIES, INC. located at 6500 West Fwy, Ste 555, Fort Worth, TX, 76116.
WILLIAM DAX SYMONDS has worked at PRINCIPAL SECURITIES, INC. since October 21, 1996
Disclosure History
WILLIAM DAX SYMONDS has 1 Disclosure Event(s).
Date: July 05, 2005 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT SHE WAS MISINFORMED REGARDING THE VARIABLE ANNUITY SOLD EARLIER IN 2005. SHE STATED SHE WAS NOT AWARE SHE WAS PURCHASING ANNUITY BUT A ROLLOVER IRA. Broker Comment: CONTRACT WAS NOT TAKEN DUE TO NO SIGNED DELIVERY RECEIPT
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