WILLIAM LEWIS THOMPSON

WILLIAM LEWIS THOMPSON is currently employed as a Broker and/or Investment Adviser at CAPITAL ONE SECURITIES, INC. located at 201 ST. CHARLES AVENUE, SUITE 1830, NEW ORLEANS, LA, 70170.

WILLIAM LEWIS THOMPSON has worked at CAPITAL ONE SECURITIES, INC. since December 19, 2014

Disclosure History

WILLIAM LEWIS THOMPSON has 1 Disclosure Event(s).

Date: July 22, 1989
Category: Criminal
Charges: DEFRAUDING AN INNKEEPER Charge Type: MISDEMEANOR
Disposition: NO CONTEST,CASE WAS Dismissed 07/22/1989, NONE, N/A, N/A, COURT FEES, 10/26/1989
Broker Comment: AT THE TIME IN QUESTION, 08/1989, THE POLICE FOUND ME WITH IDENTIFICATION THAT SAID THAT I WAS 21, WHEN IN FACT I WAS 18. THE CASE WAS DISMISSED AND I PAID THE ASSOCIATED COURT FEES.

More Information

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