WILLIAM LEWIS THOMPSON is currently employed as a Broker and/or Investment Adviser at CAPITAL ONE SECURITIES, INC. located at 201 ST. CHARLES AVENUE, SUITE 1830, NEW ORLEANS, LA, 70170.
WILLIAM LEWIS THOMPSON has worked at CAPITAL ONE SECURITIES, INC. since December 19, 2014
Disclosure History
WILLIAM LEWIS THOMPSON has 1 Disclosure Event(s).
Date: July 22, 1989 Category: Criminal Charges: DEFRAUDING AN INNKEEPER Charge Type: MISDEMEANOR Disposition: NO CONTEST,CASE WAS Dismissed 07/22/1989, NONE, N/A, N/A, COURT FEES, 10/26/1989 Broker Comment: AT THE TIME IN QUESTION, 08/1989, THE POLICE FOUND ME WITH IDENTIFICATION THAT SAID THAT I WAS 21, WHEN IN FACT I WAS 18. THE CASE WAS DISMISSED AND I PAID THE ASSOCIATED COURT FEES.
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