WILLIAM FREDRICK TRINCHARD is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1321 HICKORY AVE, SUITE 100, NEW ORLEANS, LA, 70123.
WILLIAM FREDRICK TRINCHARD has worked at LPL FINANCIAL LLC since May 19, 2008
Disclosure History
WILLIAM FREDRICK TRINCHARD has 4 Disclosure Event(s).
Date: December 09, 2013 Category: Judgment / Lien Judgment/Lien Amount: $26,041.36 Judgment/Lien Type: Tax Broker Comment: FOR TAX PERIOD ENDING 12/31/2012
Date: October 11, 2013 Category: Judgment / Lien Judgment/Lien Amount: $44,014.27 Judgment/Lien Type: Tax Broker Comment: FIRM HAS MADE A REASONABLE DETERMINATION THIS IS A REPORTABLE EVENT. FOR TAX PERIOD ENDING: 12/31/2011
Date: October 04, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: November 20, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGES SHE WAS UNAWARE THAT THE WITHDRAWLS WERE BEING SUBTRACTED FROM THE ORIGINAL PRINCIPAL AMOUNT AND SHE WAS NOT AWARE THE ORIGINAL PRINCIPAL AMOUNT WAS NOT GUARANTEED. Damage Amount Requested: $44,708.44
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