WILLIAM JOHN VAIL is currently employed as a Broker and/or Investment Adviser at SECURITIES AMERICA, INC. located at 600 E Carmel Dr. STE 269, BUILDING 22B, MAILSTOP 2, Carmel, IN, 46032.
WILLIAM JOHN VAIL has worked at SECURITIES AMERICA, INC. since May 29, 2002
Disclosure History
WILLIAM JOHN VAIL has 1 Disclosure Event(s).
Date: October 27, 2005 Category: Customer Dispute Allegations: IN AUGUST 2004, CLIENT EXECUTED AN IRA DISTRIBUTION OF SHARES OF HONEYWELL STOCK TO BE TRANSFERRED IN KIND TO HIS NON-QUALIFED ACCOUNT. CLIENT ALLEGES THIS ACTION COST HIM TO INCUR A TAX LIABILITY. Damage Amount Requested: $30,587.00 Broker Comment: AMENDED SETTLEMENT OFFER PRESENTED TO CLIENT OPENED UNTIL 9/28/2007. NO RESPONSE FROM CLIENT, CLOSING FILE.
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