WILLIAM BRUCE VAN DEUSEN

WILLIAM BRUCE VAN DEUSEN is currently employed as a Broker and/or Investment Adviser at VARIABLE INVESTMENT ADVISORS, INC. located at 4305 S. LOUISE AVE STE 101A, SIOUX FALLS, SD, 57106-3115.

WILLIAM BRUCE VAN DEUSEN has worked at VARIABLE INVESTMENT ADVISORS, INC. since April 17, 2015

Disclosure History

WILLIAM BRUCE VAN DEUSEN has 8 Disclosure Event(s).

Date: December 03, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $2,231.00
Judgment/Lien Type: Tax
Broker Comment: PAST DUE PA INCOME TAXES. CONSOLIDATED SETTLEMENT DISCUSSIONS PENDING.

Date: November 06, 2008
Category: Judgment / Lien
Judgment/Lien Amount: $2,369.00
Judgment/Lien Type: Tax
Broker Comment: PAST DUE PA INCOME TAXES. CONSOLIDATED SETTLEMENT DISCUSSIONS PENDING.

Date: January 04, 2006
Category: Customer Dispute
Allegations: CLIENT ALLEGES MISREPRESENTATION IN THE SALE OF A 2000 VARIABLE LIFE INSURANCE POLICY. CLIENT ALLEGES HE SPOKE WITH THE AGENT IN REGARDS TO INCREASING THE FACE AMOUNT OF THE POLICY FROM $200,000 TO $500,000 WITH THE SAME PREMIUM PAYMENT. CLIENT DISCOVERED HE HAS TWO SEPARATE POLICIES. CLIENT IS REQUESTING TO HAVE ALL HIS MONIES CONVERTED INTO ONE POLICY. DAMAGES ARE UNSPECIFIED.
Broker Comment: THE FIRM FOUND NO BASIS TO THE CUSTOMER COMPLAINT.

Date: February 01, 2001
Category: Judgment / Lien
Judgment/Lien Amount: $1,862.00
Judgment/Lien Type: Tax
Broker Comment: PAST DUE INCOME TAXES, NO ACTION BY STATE - CONSOLIDATED SETTLEMENT DISCUSSIONS PENDING TO ARRANGE PAYMENT SCHEDULE.

Date: February 01, 2000
Category: Judgment / Lien
Judgment/Lien Amount: $1,512.00
Judgment/Lien Type: Tax
Broker Comment: PAST DUE STATE INCOME TAXES. CONSOLIDATED SETTLEMENT DISCUSSIONS PENDING.

Date: September 01, 1997
Category: Judgment / Lien
Judgment/Lien Amount: $495.00
Judgment/Lien Type: Tax
Broker Comment: PAST DUE STATE INCOME TAXES. CONSOLIDATED SETTLEMENT DISCUSSIONS PENDING.

Date: August 01, 1997
Category: Judgment / Lien
Judgment/Lien Amount: $3,873.00
Judgment/Lien Type: Tax
Broker Comment: PAST DUE STATE INCOME TAXES. CONSOLIDATED SETTLEMENT DISCUSSIONS PENDING.

Date: March 01, 1993
Category: Judgment / Lien
Judgment/Lien Amount: $526.00
Judgment/Lien Type: Tax
Broker Comment: PAST DUE STATE INCOME TAXES. SETTLEMENT DISCUSSIONS PENDING.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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