WILLIAM RAY VOGELER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 220 22ND AVENUE EAST, STE 100, ALEXANDRIA, MN, 56308.
WILLIAM RAY VOGELER has worked at LPL FINANCIAL LLC since July 11, 2016
Disclosure History
WILLIAM RAY VOGELER has 1 Disclosure Event(s).
Date: November 18, 2011 Category: Customer Dispute Allegations: CUSTOMER ALLEGED REGISTERED REPRESENTATIVE TOLD HER SHE WOULD EARN 8-9% INTEREST ON THE VARIABLE ANNUITY PURCHASED IN DECEMBER 2006. FIRM AGREED TO REIMBURSE HALF. Damage Amount Requested: $6,000.00 Settlement Amount: $4,635.78
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