WILLIAM MICHAEL WALTZ

WILLIAM MICHAEL WALTZ is currently employed as a Broker and/or Investment Adviser at CENTAURUS FINANCIAL, INC. located at 5815 E. MOUNTAIN LOOP TRAIL, ANAHEIM HILLS, CA, 92807.

WILLIAM MICHAEL WALTZ has worked at CENTAURUS FINANCIAL, INC. since March 23, 2004

Disclosure History

WILLIAM MICHAEL WALTZ has 2 Disclosure Event(s).

Date: January 05, 2012
Category: Customer Dispute
Allegations: CLAIMANT'S ALLEGE THAT THE REAL ESTATE SECURITY RECOMMENDED BY WILLIAM WALTZ IN 2006 WAS UNSUITABLE, A BREACH OF FIDUCIARY DUTY, A VIOLATION OF COMMON LAW FRAUD AND NEGLIGENT.
Damage Amount Requested: $85,000.00
Settlement Amount: $30,000.00

Date: October 24, 2011
Category: Financial
Type: Compromise
Disposition: SHORT SALE

More Information

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