WILLIAM AUGUSTINE WASHINGTON

WILLIAM AUGUSTINE WASHINGTON is currently employed as a Broker and/or Investment Adviser at CAPITOL SECURITIES MANAGEMENT, INC. located at 25 HANOVER RD. BUILDING A, SUITE 100, FLORHAM PARK, NJ, 07932.

WILLIAM AUGUSTINE WASHINGTON has worked at CAPITOL SECURITIES MANAGEMENT, INC. since November 02, 2006

Disclosure History

WILLIAM AUGUSTINE WASHINGTON has 3 Disclosure Event(s).

Date: November 17, 2010
Category: Financial
Type: Compromise
Disposition: COMPROMISED WITH AND PAID CREDITOR DIRECTLY

Date: May 14, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $563.00
Judgment/Lien Type: Civil

Date: January 28, 1990
Category: Criminal
Charges: 2 COUNTS AGGREVATED ASSAULT ON POLICE OFFICER-FELONY CHARGE2 COUNTS RESISTING ARREST Charge Type: FELONY
Disposition: CHARGES WERE REDUCED TO DISORDERY PERSONS CHARGE WITH ONE YEAR PROBATION.
Broker Comment: THERE WAS A FIGHT IN THE BAR, AN OFFICER WAS HURT A GROUP OF US WERE ARRESTED AFTER SUPER BOWL ON 01/28/1990. CHARGES WERE REDUCED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for WILLIAM AUGUSTINE WASHINGTON, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.