WILLIAM ADAMS WEIMAR

WILLIAM ADAMS WEIMAR is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1800 CITY FARM DR, BATON ROUGE, LA, 70806.

WILLIAM ADAMS WEIMAR has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since October 26, 2007

Disclosure History

WILLIAM ADAMS WEIMAR has 2 Disclosure Event(s).

Date: July 13, 2009
Category: Customer Dispute
Allegations: CLAIMANTS ALLEG THAT FINANCIAL ADVISOR RECOMMENDED MUTUAL FUNDS, EQUITIES, AND A VARIABLE ANNUITY THAT EXPOSED THEIR RETIREMENT ASSETS TO UNREASONABLE RISK AND RESULTED IN LOSSES.
Damage Amount Requested: $300,000.00
Settlement Amount: $47,500.00
Broker Comment: RR DENIES THE ALLEGATIONS OF THE ARBITRATION FILED AFTER RR LEFT FIRM. FIRM SETTLED TO RESOLVE THE DISPUTE AND AVOID THE COST OF ARBITRATION AND WAS NOT AN ADMISSION OF GUILT OR WRONGDOING. RR WAS NOT ASKED TO CONTRIBUTE TO THE SETTLEMENT.

Date: June 11, 1987
Category: Regulatory

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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