WILLIAM ADAMS WEIMAR is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1800 CITY FARM DR, BATON ROUGE, LA, 70806.
WILLIAM ADAMS WEIMAR has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since October 26, 2007
Disclosure History
WILLIAM ADAMS WEIMAR has 2 Disclosure Event(s).
Date: July 13, 2009 Category: Customer Dispute Allegations: CLAIMANTS ALLEG THAT FINANCIAL ADVISOR RECOMMENDED MUTUAL FUNDS, EQUITIES, AND A VARIABLE ANNUITY THAT EXPOSED THEIR RETIREMENT ASSETS TO UNREASONABLE RISK AND RESULTED IN LOSSES. Damage Amount Requested: $300,000.00 Settlement Amount: $47,500.00 Broker Comment: RR DENIES THE ALLEGATIONS OF THE ARBITRATION FILED AFTER RR LEFT FIRM. FIRM SETTLED TO RESOLVE THE DISPUTE AND AVOID THE COST OF ARBITRATION AND WAS NOT AN ADMISSION OF GUILT OR WRONGDOING. RR WAS NOT ASKED TO CONTRIBUTE TO THE SETTLEMENT.
Date: June 11, 1987 Category: Regulatory
More Information
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