WILLIAM SHAW WICK is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 38 EASTWOOD DRIVE, SUITE 400, SOUTH BURLINGTON, VT, 05403.
WILLIAM SHAW WICK has worked at UBS FINANCIAL SERVICES INC. since July 03, 2008
Disclosure History
WILLIAM SHAW WICK has 1 Disclosure Event(s).
Date: November 07, 2003 Category: Customer Dispute Allegations: CLIENT ALLEGES UNSUITABLE RECOMMENDATIONS. UNSPECIFIED ALLEGED COMPENSATORY DAMAGE AMOUNT, BUT SAID TO BE OVER $5,000.00. Broker Comment: CLIENT'S CLAIMS WERE FOUND TO LACK MERIT.
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