WILLIAM BRANDT WISE

WILLIAM BRANDT WISE is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 4750 E Francisco, Phoenix, AZ, 85044-5359.

WILLIAM BRANDT WISE has worked at CHARLES SCHWAB & CO., INC. since September 19, 2008

Disclosure History

WILLIAM BRANDT WISE has 1 Disclosure Event(s).

Date: November 05, 2004
Category: Customer Dispute
Allegations: MEMBERS ALLEGE THAT REPRESENTATIVE CREATED AN UNDUE TAX BURDEN FOR THEM BY NOT TRANSFERRING FUNDS INTERNALLY FROM LIFE INSURANCE TO VARIABLE ANNUITIES. FIRM FOUND NO WRONGDOING ON THE PART OF THE REPRESENTATIVE. NO OFFER PROVIDED TO MEMBER.
Damage Amount Requested: $5,500.00

More Information

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