WILLIAM SEIJI YEE is currently employed as a Broker and/or Investment Adviser at CENTAURUS FINANCIAL, INC. located at 1580 OAKLAND ROAD, SUITE #C114, SAN JOSE, CA, 95131.
WILLIAM SEIJI YEE has worked at CENTAURUS FINANCIAL, INC. since July 12, 2007
Disclosure History
WILLIAM SEIJI YEE has 2 Disclosure Event(s).
Date: June 18, 2012 Category: Customer Dispute Allegations: CLIENT CLAIMS THE REPRESENTATIVE MISREPRESENTED THE TERMS AND CONDITIONS OF THE VARIABLE LIFE PRODUCT PURCHASED IN MAY 1998. Broker Comment: NO SPECIFIC INFORMATION OR DETAILS WERE PROVIDED WITH THE COMPLAINT ACCORDING TO THE INSURANCE CARRIER. ALL NECESSARY AND PERTINENT DISCLOSURES REGARDING THE PRODUCT WERE MADE AT THE TIME OF SALE. DISCLOSURES WERE SIGNED BY THE CLIENT. I HAVE NOT BEEN THE COGNIZANT REPRESENTATIVE FOR THE COMPLAINTANT FOR APPROXIMATELY TEN YEARS.
Date: April 26, 2005 Category: Customer Dispute Allegations: PRIMARY COMPLAINT: ALLEGES I PROMISED PHENOMENAL GROWTH OF THIER ASSETS. THEIR ASSETS DROPPED SIGNIFICANTLY DURING 200-2003. OTHER COMPLAINTS: ALLEGES I DID NOT DISCUSS LIVING BENEFIT OPTIONS TO SECURE PRINCIPAL, LACK OF COMMUNICATION AND MISINFORMING THE CLIENT ABOUT THE PRODUCT. Damage Amount Requested: $200,000.00
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