WILLIAM J ZALEWSKI is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 180 FORT COUCH RD, UPPER SAINT CLAIR, PA, 15241.
WILLIAM J ZALEWSKI has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since October 16, 2009
Disclosure History
WILLIAM J ZALEWSKI has 2 Disclosure Event(s).
Date: March 17, 2014 Category: Customer Dispute Allegations: THE CUSTOMERS ALLEGE MISREPRESENTATION FROM SEPTEMBER 2011 TO MARCH 2013. Broker Comment: CLAIM HAS BEEN DENIED AND IS BELIEVED TO BE WITHOUT MERIT. CUSTOMERS SIGNED A SUBSCRIPTION AGREEMENT WHICH HELD APPROPRIATE DISCLOSURES. FURTHERMORE THE FINANCIAL ADVISOR PROVIDED APPROPRIATE DISCLOSURES TO THE CUSTOMERS.
Date: May 31, 2011 Category: Customer Dispute Allegations: TIME FRAME NOVEMEBER 1, 1996 - MAY 31, 2011 CLIENT ALLEGES FINANCIAL ADVISOR PLACED MONEY IN AN ANNUITY WITHOUT PERMISSION. THE ALLEGED DAMAGES ARE ESTIMATED TO BE IN EXCESS OF $5,000
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