WILLIAM REX ZEANAH

WILLIAM REX ZEANAH is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1657 NORTH MCFARLAND BLVD., SUITE G3E, TUSCALOOSA, AL, 35406.

WILLIAM REX ZEANAH has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

WILLIAM REX ZEANAH has 2 Disclosure Event(s).

Date: August 17, 2009
Category: Customer Dispute
Allegations: WRITTEN COMPLAINT SUBMITTED BY CLIENT ATTORNEY DATED 8.12.09, ALLEGES FAILURE TO FOLLOW INSTRUCTIONS WITH REGARDS TO INSTRUCTIONS SUBMITTED TO LIQUIDATE RIBCX ON 2.1.08.
Damage Amount Requested: $8,300.00
Settlement Amount: $3,232.97

Date: November 16, 1999
Category: Customer Dispute
Allegations: ATTORNEY ALLEGES CLIENT HAD NO KNOWLEDGE THAT MONIES WERE BEING REMOVED FROM HER ACCOUNT AND DID NOT CONSENT TO ANY MONIES BEING WITHDRAWN.
Damage Amount Requested: $34,019.93
Broker Comment: BROKER DENIES RESPONSIBILITY FOR THIS CLAIMED LOSS. THIS CLAIM APPEARS TO BE ASSOCIATED WITH THE DIVORCE AND PROPERTY SETTLEMENT BETWEEN THE CUSTOMER AND HER FORMER HUSBAND. IT IS BROKER'S UNDERSTANDING THAT THE PARTIES ARE TRYING TO RESOLVE THIS AMICABLY BETWEEN THEMSELVES. IF THAT IS SUCCESSFUL, THE CLAIM SHOULD BE WITHDRAWN.

More Information

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