WILLIAM ALBERT ZEITLER is currently employed as a Broker and/or Investment Adviser at EMERSON EQUITY LLC located at 4551 Mainlands Blvd W, Suite D, Pinellas Park, FL, 33782.
WILLIAM ALBERT ZEITLER has worked at EMERSON EQUITY LLC since October 05, 2016
Disclosure History
WILLIAM ALBERT ZEITLER has 2 Disclosure Event(s).
Date: April 25, 1994 Category: Customer Dispute Allegations: MISREPRESENTATION, UNSUITABILITY Damage Amount Requested: $493,000.00 Settlement Amount: $149,999.00 Broker Comment: PAINE WEBBER AGREED TO PAY $149.999 IN EXCHANGEFOR A RELEASE OF ALL CLAIMS. ZEITLER PAID NOTHING!CLIENT NAMED. ZEITLER ERRONEOUSLY AND RETRACTEDALLIGATIONS AGAINST ZEITLER.
Date: February 09, 1988 Category: Customer Dispute Allegations: FAILURE TO SUPERVISE PHILIP TOMENY, PAINEWEBBER R.R. Damage Amount Requested: $112,001.00 Settlement Amount: $30,000.00 Broker Comment: PAINEWEBBER MADE BUSINESS DECISION TO SETTLE INRETURN ALL CHARGES WERE DROPPED AND ASSIGNMENT OF INTERESTAGAINST ROMEN PETROLEUM WAS GIVEN TO PAINE WEBBER FOR THEIRCHECK OF $30,000. IF COLLECTED, WOULD COST PAINE WEBBER $8000NET.TOMENY WAS ALLEGED TO HAVE SOLD NON-APPROVEDSECURITIES IN ROMEN PETROLEUM L.P. THIS WAS DONE WITHOUTPAINEWEBBER OR ZEITLER'S KNOWLEDGE
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