WILSON GORDON SAVILLE

WILSON GORDON SAVILLE is currently employed as a Broker and/or Investment Adviser at BARRETT & COMPANY located at 42 WEYBOSSET STREET, PROVIDENCE, RI, 02903.

WILSON GORDON SAVILLE has worked at BARRETT & COMPANY since August 14, 1986

Disclosure History

WILSON GORDON SAVILLE has 2 Disclosure Event(s).

Date: April 02, 2014
Category: Customer Dispute
Allegations: CLAIMANT FEELS FUNDS WERE PLACED IN INVESTMENTS THAT WERE NOT SUITABLE GIVEN INVESTMENT OBJECTIVES, RISK TOLERANCE, AND OTHER FACTORS. CLAIMANT ALSO ALLEGES THAT SUPERVISORS AT THE FIRM FAILED TO PROPERLY SUPERVISE THEIR REPRESENTATIVE'S ACTIVITIES.
Damage Amount Requested: $470,000.00 Damages Granted: $267,890.06 14-00755

Date: April 14, 1998
Category: Regulatory

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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