Wynston Douglas Mackie

Wynston Douglas Mackie is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 601 POYDRAS ST, NEW ORLEANS, LA, 70130.

Wynston Douglas Mackie has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since April 02, 2018

Disclosure History

Wynston Douglas Mackie has 5 Disclosure Event(s).

Date: February 03, 2018
Category: Judgment / Lien
Judgment/Lien Amount: $13,564.77
Judgment/Lien Type: Civil

Date: May 29, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: January 01, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: June 01, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: September 19, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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