XINQING LAI is currently employed as a Broker and/or Investment Adviser at HSBC SECURITIES (USA) INC. located at 603 E CALAVERAS BLVD., MILPITAS, CA, 95035.
XINQING LAI has worked at HSBC SECURITIES (USA) INC. since January 29, 2015
Disclosure History
XINQING LAI has 1 Disclosure Event(s).
Date: October 20, 2014 Category: Employment Separation After Allegations Firm Name: JPMORGAN CHASE BANK Termination Type: Discharged Allegations: TERMINATED BY AFFILIATE BANK - NON SECURITIES RELATED. REGISTERED REP, IN THE CAPACITY OF AN AFFILIATE BANK EMPLOYEE, TRANSFERRED FUNDS BETWEEN A BANK CUSTOMER'S TWO BANK ACCOUNTS WIHTOUT THEIR KNOWLEDGE. REGISTERED REP STATED THEY DID SO TO EARN THE CUSTOMER A PROMOTIONAL BENEFIT.
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