YVONNE LARA SILGUERO is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 520 E NOLANA AVE STE 120, MCALLEN, TX, 78504-2682.
YVONNE LARA SILGUERO has worked at LPL FINANCIAL LLC since March 13, 2008
Disclosure History
YVONNE LARA SILGUERO has 1 Disclosure Event(s).
Date: April 12, 2017 Category: Customer Dispute Allegations: CUSTOMER, WHO WAS THE SUBJECT OF FORFEITURE ACTIONS BY STATE AND FOREIGN GOVERNMENTS BASED UPON HIS OWN MISREPRESENTATION OF CITIZENSHIP, AND WHO FORFEITED ASSETS PURSUANT TO A SETTLEMENT WITH THE GOVERNMENTS IN CONNECTION WITH THOSE PROCEEDINGS, NOW ALLEGES THAT FIRM AND ADVISORS SOLD HIM UNSUITABLE PRODUCTS FOR WHICH HE WAS NOT ELIGIBLE. ACTIVITY PERIOD: OCTOBER 2011 TO DECEMBER 2015. Broker Comment: ADVISOR DENIES ALL ALLEGATIONS. ALL RECOMMENDATIONS BY ADVISOR WERE MADE IN RELIANCE UPON CUSTOMER'S OWN REPRESENTATIONS AND DOCUMENTATION REGARDING HIS OWN CITIZENSHIP STATUS.
More Information
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