ZACHARY LEE CAREY

ZACHARY LEE CAREY is currently employed as a Broker and/or Investment Adviser at CALTON & ASSOCIATES, INC. located at 9642 Wood Green Lane, Lakeland, TN, 38002.

ZACHARY LEE CAREY has worked at CALTON & ASSOCIATES, INC. since January 13, 2006

Disclosure History

ZACHARY LEE CAREY has 2 Disclosure Event(s).

Date: August 21, 2008
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: March 28, 2000
Category: Employment Separation After Allegations
Firm Name: DUNCAN-WILLIAMS, INC.
Termination Type: Discharged
Allegations: IT WAS ALLEDGED BY ARGON FINANCIAL SERVICES THAT MR. CAREY MOVED WITHOUT PROPER NOTICE TO ARGON. MR. CAREY TOOK OFF FOR PERSONAL REASONS FROM MID-JANUARY THROUGH LATTER FEBRUARY. DURING THIS TIME, HE MOVED TO ANOTHER TOWN BUT HE DID NOT REALIZE HE NEEDED TO REPORT THIS TO ARGON BECAUSE HE WAS PLANNING TO RESIGN BUT BEFORE HE COULD RESIGN THEY TERMINATED HIS EMPLOYMENT.
Broker Comment: MR. CAREY RETURNED FROM HIS TIME OFF AS STATED ABOVE AND BEFORE HE COULD RESIGN, ARGON TERMINATED HIS EMPLOYMENT WITH THEIR FIRM.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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