ZACHARY PHILIP DALEY

ZACHARY PHILIP DALEY is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 93 WORCESTER STREET, SUITE 103, WELLESLEY, MA, 02481.

ZACHARY PHILIP DALEY has worked at AXA ADVISORS, LLC since July 23, 2012

Disclosure History

ZACHARY PHILIP DALEY has 1 Disclosure Event(s).

Date: October 30, 2016
Category: Customer Dispute
Allegations: Client alleges misrepresentation in the purchase of a tax sheltered annuity in 2014.
Broker Comment: The Firm found no basis to the customer complaint.

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More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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