Zachary Carter Farotto

Zachary Carter Farotto is currently employed as a Broker and/or Investment Adviser at VANGUARD MARKETING CORPORATION located at 2525 WATER RIDGE PARKWAY, 1 NORTH FALLS PLAZA, STE 100, CHARLOTTE, NC, 28217.

Zachary Carter Farotto has worked at VANGUARD MARKETING CORPORATION since December 06, 2016

Disclosure History

Zachary Carter Farotto has 1 Disclosure Event(s).

Date: March 06, 2010
Category: Criminal
Charges: (16-17-725 (C) SC) Giving False Information to a Police Officer
Disposition: Convicted

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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