ZACHARY ALAN KNABLE

ZACHARY ALAN KNABLE is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 400 SCARLET RD, KENNETT SQUARE, PA, 19348.

ZACHARY ALAN KNABLE has worked at WELLS FARGO CLEARING SERVICES, LLC since October 31, 2011

Disclosure History

ZACHARY ALAN KNABLE has 1 Disclosure Event(s).

Date: August 31, 2016
Category: Customer Dispute
Allegations: Claimant alleges in or around Spring of 2016 FA engaged in unsuitable investments.
Damage Amount Requested: $90,000.00
Settlement Amount: $30,000.00
Broker Comment: The Firm settled this matter for $30,000.00 without any admission of wrongdoing, solely to avoid the costs and expenses of continued litigation and to terminate the arbitration. The broker was not a party to the settlement, was not asked to contribute in any way to the settlement, and did not in fact contribute to the settlement.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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