ZELDA K BENSON

ZELDA K BENSON is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 135 S STATE COLLEGE BLVD STE 550, BREA, CA, 92821.

ZELDA K BENSON has worked at WELLS FARGO CLEARING SERVICES, LLC since October 16, 2014

Disclosure History

ZELDA K BENSON has 2 Disclosure Event(s).

Date: August 18, 2014
Category: Customer Dispute
Allegations: THE CLIENT'S ATTORNEY ALLEGED THE PURCHASE OF TWO REITS IN OCTOBER 2007 WERE MISREPRESENTED AND UNSUITABLE.
Damage Amount Requested: $33,142.17

Date: November 27, 2006
Category: Customer Dispute
Allegations: THE CUSTOMER'S GUARDIAN ALLEGED THAT I EXECUTED UNAUTHORIZED AND UNSUITABLE INVESTMENT TRANSACTIONS. THE ALLEGATIONS INCLUDED INVESTMENT ACTIVITY BETWEEN THE PERIOD OF OCTOBER 2002 AND NOVEMVBER 2005.
Damage Amount Requested: $201,000.00
Broker Comment: THE FIRM FOUND THAT THERE WERE TRANSACTIONS EXECUTED WITHOUT AUTHORIZATION THAT WERE PROMPTLY CANCELED. THE CLIENT WAS NOT HARMED. THE INVESTMENT PORTFOLIO WAS FOUND TO BE CONSISTENT WITH THE CLIENT'S STATED INVESTMENT GOALS AND OBJECTIVES AND THE INVESTMENTS INCREASED IN VALUE OVER THE HOLDING PERIOD.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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