ZERBE MAC MELLISH

ZERBE MAC MELLISH is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 3200 SOUTHWEST FREEWAY, SUITE 1900, HOUSTON, TX, 77027.

ZERBE MAC MELLISH has worked at NYLIFE SECURITIES LLC since July 27, 2000

Disclosure History

ZERBE MAC MELLISH has 1 Disclosure Event(s).

Date: September 02, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $1,234.00
Judgment/Lien Type: Civil
Broker Comment: RR states that he was unaware of this judgment until the Firm informed him of a public records search. Upon information and belief, this is a default judgment.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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